Export Compliance Overview for U.S. General Employee: Technology Industry

Course Summary:

This awareness-level Export Compliance Overview for U.S. General Employee: Technology Industry course introduces any employee performing any function of a U.S. hardware, software, or e-services company to the concepts associated with U.S. export, sanctions, and anti-corruption controls as they pertain to goods, technical information, services, and software. The course is presented in clear, easy-to-understand microlearning elements that highlight key compliance concepts relevant to international trade. It offers engaging scenarios that illustrate how these concepts can impact day-to-day situations. The learner will examine these key themes of international trade:

• Who are you doing business with?
• What is the subject of your transaction?
• How is your transaction being conducted?

Course Outline:

Introduction

• Introduction to Trade Compliance

• Who Is Involved in Your Transaction?
  Key Concepts:
  Functional Introductions to "Who" Key Concepts and Scenarios
  Exporting U.S. Technical Information
  Exporting U.S. Services
  Exporting Software
  Deemed Exports and Deemed Reexport
  Sanctions and Embargoes
  OFAC Sanctions and Embargoes
  Prohibited Destinations Under the EAR
  Scenarios:Screening: Understand Your TransactionEnd Use Restrictions: End Use Is Important
  End-User Restrictions: My Sales Partner Is Under Investigation for Violating Trade Laws
  U.S. Sanctions and Embargoes: Am I Shipping to a Restricted Country?
  OFAC Sanctions and Embargoes: Service for a Sanctioned Embassy in the U.S.
  OFAC Sanctions and Embargoes: Financial Services to the Cuban Interests Section of the Swiss
  Embassy
  U.S. Screening: Dealing with Specially Designated Nationals

• What Is the Subject of Your Transaction?Key Concepts:

  Functional Introduction to "What" Key Concepts and Scenarios
  Control Lists
  U.S. Control Lists
  U.S. Catch-All Controls
  Authorizations:
  U.S. Export Authorizations
  U.S. Penalties for Export Control Violations
  Export Recordkeeping
  Scenarios:
  Authorizations: Export Requirements – Shipping to Other Countries
  U.S. Export Authorizations: Contract Modifications

• How Is Your Transaction Being Conducted?Key Concepts:

  Functional Introduction to "How" Key Concepts and Scenarios
  Corruption Controls
  U.S. Foreign Corrupt Practices Act
  Money Laundering
  Reporting
  Scenarios:
  Corruption Controls: Did My Colleague Offer a Bribe?
  Money Laundering: Money Laundering Red Flags
  Diversion: Red Flags Concerning an End User
  Reporting: Accurate Reporting to Hierarchy and Authorities
  Resources Available

• Training Summary
  Summary